Complaints: the shortest route to the right place

If you are unhappy with legal services, there are several routes — and picking the right one matters. This page helps you decide where to go first, what each body can do, and how to avoid common traps.

Quick rule of thumb
  • Poor service / delay / communication / costs problems → usually start with the firm, then the Legal Ombudsman.
  • Dishonesty / serious misconduct / breaches of professional rules → report to the regulator (service issues may still go to the Ombudsman).
  • You need a legal decision (e.g., ownership, court orders) → complaint bodies may not be able to fix that; you may need advice or a court/ADR route.

Step 1: Complain to the firm (almost always first)

Start by complaining directly to the law firm (or chambers) and ask for a written response. This is usually required before the Legal Ombudsman will consider your complaint.

What to include

  • What happened (in date order)
  • What you expected vs what you got
  • The impact on you (time, stress, cost, outcomes)
  • What you want to happen now (your “remedy”)
  • Evidence list (emails, letters, bills, call notes)
  • A clear deadline for reply

Keep it calm, factual, and short. Attach a longer timeline as an appendix if needed.

Common mistakes

  • Making it too long to read
  • Mixing facts with guesses or accusations
  • Not stating what remedy you want
  • Not keeping evidence (or not listing it clearly)
  • Letting weeks pass without a clear next step

If you feel angry, draft it, sleep on it, then edit it down.

Next: How to complain to the firm

Step 2: The Legal Ombudsman (poor service)

The Legal Ombudsman generally deals with service complaints (for example: poor communication, delay, mistakes, costs handling, failure to follow instructions).

Good fit if your complaint is mainly about…

  • Delay or silence
  • Not keeping you informed
  • Not doing what was agreed
  • Costs confusion or billing disputes (service side)
  • Poor handling of your matter

What you’ll usually need

  • Your complaint to the firm and their final response
  • A timeline (dates matter)
  • Key evidence (emails/letters/bills)
  • What remedy you asked for and what you want now

Service bodies often focus on what is fair and reasonable, not punishment.

Next: Legal Ombudsman guide

Step 3: The regulator (misconduct)

Regulators focus on professional conduct — protecting the public and maintaining standards. They usually do not provide personal compensation for poor service.

Reportable issues may include…

  • Dishonesty or misleading statements
  • Misuse of client money
  • Serious conflicts of interest
  • Forged documents or altered evidence
  • Repeated or severe breaches of professional rules

If you’re not sure, you can still report — but keep it factual and evidence-led.

What regulators usually want

  • Who did what, and when (timeline)
  • What rule/obligation you think was breached (if known)
  • Evidence (documents, emails, bills)
  • What you have already done (firm complaint, Ombudsman)

You can often run both routes: Ombudsman for service, regulator for misconduct.

Next: Regulators guide

When a complaint route may not solve it

Complaints bodies can help with service failings and professional standards, but they may not be able to:

If you need a legal outcome

You may need advice, an alternative dispute resolution route, or (in some cases) court action. If you’re unsure, start by building a clear timeline and evidence log so any adviser can understand the issue quickly.

Go to Tools

Fast start: get organised in 20 minutes

Do this now

  1. Write a 10-line timeline (dates + what happened)
  2. List your key documents (e.g., 5–15 items)
  3. Write what you want as the outcome (one sentence)
  4. Choose your first route: firm / Ombudsman / regulator

What you get

  • A complaint that is easier to read and respond to
  • Fewer misunderstandings
  • Better evidence handling
  • A clearer next step if you need to escalate

Most stalled complaints are missing one of: dates, evidence list, or remedy.

Next pages to build: complain-to-firm.html, complain-to-firm-generator.html.