Core Guidance v1 – Stable content

Poor Complaints-Handling Behaviour

Most legal service providers have a formal complaints process. However, the existence of a process does not guarantee that complaints will be handled fairly, transparently, or competently.

This page describes behaviours that consumers may encounter when complaints are handled poorly, and explains why these behaviours matter.

Why complaints handling is important

Complaints handling is itself part of the service provided. How a complaint is handled can be as significant as the issue that gave rise to it.

Poor complaints handling can:

Common poor complaints-handling behaviours

Consumers may encounter one or more of the following behaviours when complaints are not handled appropriately:

Power imbalances in complaints

Complaints processes often involve power imbalance. The provider controls internal information, timelines, and decision-making, while the consumer relies on the honesty and competence of the response.

Poor handling may also include:

What poor handling may indicate

Poor complaints-handling behaviour does not automatically prove misconduct. However, it may indicate:

These indicators may justify escalation beyond the provider’s internal process.

Normalising escalation

Escalation is not a failure and is not a personal attack. It is a proportionate response when complaints are not handled competently or in good faith.

Recognising poor complaints handling allows consumers to make informed decisions about next steps, including external review where appropriate.

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